Abstract:

Financial data naturally has the requirements of confidentiality and qualifications. At the same time, it also needs to meet the data compliance obligations in the sense of general law. In accordance with data-related laws and regulations, as well as the financial industry regulations and standards, clarify what should be done, what can be done and what can not be done in compliance with financial data. Comprehensive financial data compliance consists of basic compliance, materiality compliance and auxiliary compliances. Among them, basic compliance includes confidentiality requirements, qualification requirements, critical information infrastructure security, materiality compliance includes personal financial information protection and critical data security. Auxiliary compliance includes taking technical measures, full-process management, education and training, strengthening risk monitoring. Throughout the financial data compliance system, personal financial information protection and critical data security are the top priorities.

Key words: financial data, compliance, personal financial information protection, critical data security